Securities and futures commission ordinance
22 Sep 2015 The Securities and Futures Commission has commenced its first set of proceedings in the Market Misconduct Tribunal against a listed company 2008年7月24日 このレポートを受けて、1989 年に Securities and Futures Commission Ordinance が 制定され、. 証券先物委員会(Securities and Futures Hong Kong Securities and Futures Commission's Statement on Initial Coin Offerings: Regulating Ordinance (SFO) will depend on the features of the token . Securities and Futures Commission of Regulated Persons with respect to Registered Schemes under the Mandatory Provident Fund Schemes Ordinance To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page. The Securities And Futures Commission (SFC) is a non-governmental statutory body responsible for regulating Hong Kong's securities and futures markets. The SFC was established by the Securities and Futures Commission Ordinance (SFCO). 3. Securities and Futures Commission (1) There is hereby established a body to be known as the Securities and Futures Commission. (2) The Commission shall be a body corporate with power to sue and be sued. (3) The receipts of the Commission shall not be subject to taxation under the Inland Revenue Ordinance (Cap. 112).
The Securities and Futures Ordinance (“SFO”), which came into force on 1 April, 2003, consolidates into one piece of legislation the ten ordinances that previously regulated the securities and futures industry in Hong Kong.
The Securities and Futures Commission (SFC) is an independent non- governmental statutory body outside the civil service, responsible for regulating the The Securities and Futures Ordinance provides for the implementation of the single The LEs have been approved by the Securities and Futures Commission 25 Apr 2019 Investigations Under the Securities and Futures Ordinance review against a decision of the Securities and Futures Commission (“SFC”) to Commission under Section 213 of the Securities and Futures Ordinance. by the Securities and Futures Commission that Moody's misled the public and 15 Aug 2019 Executive pursuant to the Securities and Futures Ordinance (Cap. Appointment of Executive Director of Securities and Futures Commission. 14 Mar 2019 The Securities And Futures Commission [2019] HKCFI 246 (the in accordance with section 126 of the Securities and Futures Ordinance, Cap.
of the Ordinance, on or before the date on which the authorization takes effect; and (b) where it is subsequently so payable, on or before each successive anniversary of the date on which the authorization takes effect. Last updated date 13.12.2018 Securities and Futures (Fees) Rules Part 2 2-2 Section 2 Cap. 571AF 9HUL¿HG&RS\
11 Apr 2019 By April 2003, the SFCO and nine other securities and futures-related ordinances were consolidated into the Securities and Futures Ordinance ( The Securities and Futures Commission of Hong Kong (SFC) is the Commission established under section 3 of the Securities and Futures Commission Ordinance The Securities and Futures Ordinance (SFO), which came into effect on 1 April 2003, Securities and Futures Commission's (SFC) powers to enquire into listed 70 The Securities and Futures Ordinance, L.N. 12 of 2003, 1 April 2003, hereinafter “SFO.” 71 This was done by means of the Securities and Futures Commission The Securities and Futures Commission (SFC) is an independent non- governmental statutory body outside the civil service, responsible for regulating the
Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong.
The Securities and Futures Ordinance provides for the implementation of the single The LEs have been approved by the Securities and Futures Commission
Conduct investigation about possible breaches of the Securities and Futures Ordinance, Anti-money Laundering and Counter-Terrorist Financing (Financial
3. Securities and Futures Commission (1) There is hereby established a body to be known as the Securities and Futures Commission. (2) The Commission shall be a body corporate with power to sue and be sued. (3) The receipts of the Commission shall not be subject to taxation under the Inland Revenue Ordinance (Cap. 112). Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation. The Securities and Futures Ordinance (“SFO”), which came into force on 1 April, 2003, consolidates into one piece of legislation the ten ordinances that previously regulated the securities and futures industry in Hong Kong.
The Securities and Futures Ordinance provides for the implementation of the single The LEs have been approved by the Securities and Futures Commission 25 Apr 2019 Investigations Under the Securities and Futures Ordinance review against a decision of the Securities and Futures Commission (“SFC”) to